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Raymond Forster

Raymond James Financial Services Advisors, INC
40 Years of Experience
Newton, MA
1 DisclosureBroker
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Raymond Forster is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Newton, MA, with 40 years of industry experience. Raymond is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Education Planning, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 508,439 clients with $390B in assets under management.

Raymond James Financial Services Advisors, INC
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6724 advisors
Number of Clients
508,439 clients
Average Client Portfolio
$767K average
Assets Under Management
$390.0B

Fee Structure

Minimum Investment:None
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.25%

Maximum annual fee percentage is 2.25% of assets under advisement. Specific fees are negotiable with your financial advisor based on time, complexity, and portfolio size.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

373 Boylston Street, Newton, MA, 02459

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1999
Final
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Raymond is an owner and officer (President) of RG Wealth Management Group, LLC, which is used to manage his RJFS practice with Giovanni Galbiati. Raymond spends a few hours per week on this activity.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
June 2023 - Present · 3 yrs 4 mos
Raymond James Financial Services, INC.Broker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
August 2011 - June 2023 · 11 yrs 10 mos
UBS Financial Services INC.Broker
August 2011 - June 2023 · 11 yrs 10 mos
Raymond James Financial Services Advisors, INC
January 2009 - August 2011 · 2 yrs 7 mos
Raymond James Financial Services
October 2007 - January 2009 · 1 yr 3 mos
Raymond James Financial Services, INC.Broker
May 2007 - August 2011 · 4 yrs 3 mos
Morgan Stanley & CO., IncorporatedBroker
April 2007 - May 2007 · 1 mo
Morgan Stanley Dw INC.Broker
August 2000 - April 2007 · 6 yrs 8 mos
Tucker Anthony IncorporatedBroker
February 1994 - August 2000 · 6 yrs 6 mos
Legg Mason Wood Walker, IncorporatedBroker
October 1990 - February 1994 · 3 yrs 4 mos
Bear, Stearns & CO. INC.Broker
November 1988 - October 1990 · 1 yr 11 mos
Prudential-Bache Securities INC.Broker
May 1986 - November 1988 · 2 yrs 6 mos
State Registrations19 states
AZCACOCTFLILMAMEMIMSNCNHNMNYOHRISCVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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