Harvey Ross
Harvey Ross is a registered investment advisor at Oppenheimer & CO. INC., based in New York, NY, with 46 years of industry experience. Harvey is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 39,036 clients with $37B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
Maximum asset-based fees are up to 2.5% for the FAM program and up to 2.25% for the Preference program. Fees vary by program and are negotiable.
Fee Estimator
Location
666 3rd Avenue, New York, NY, 10017
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2021Other Business Activities
Harvey owns multiple real estate properties and LLCs for real estate activities, dedicating minimal to about 10-20% of his time to these ventures. He also serves as a trustee for the Rebecca Ross Trust and the Phillips Collection, and as co-executor for the Estate of Gilda Glazer.
Employment History
Current Registrations
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
Oppenheimer & CO. INC.
Previous Registrations
Hycliff Associates LimitedBroker
Ccc Advisors, INC.Broker
State Registrations12 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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