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David Earle is a registered investment advisor at Morgan Stanley, based in La Quinta, CA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
La Quinta, CA
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Regulatory History (5)
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Customer Dispute
November 2002Settled
Customer Dispute
October 2002Settled
Customer Dispute
July 2002Settled
Customer Dispute
May 2002Settled
Employment Separation After Allegations
March 1990Other Business Activities
David works as a water polo referee as an independent contractor. This activity is not investment-related and takes a few hours per week.
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
July 1997 - April 2007 · 9 yrs 9 mos
Morgan Stanley Dw INC.Broker
April 1990 - April 2007 · 17 yrs
Prudential-Bache Securities INC.Broker
March 1990 - March 1990 · 0 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1985 - March 1990 · 4 yrs 10 mos
State Registrations27 states
ALAZCACOFLHIIDILLAMIMNMONCNENJNVNYOKORPASDTNTXUTVAWAWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.