Raymond Ruiz is a registered investment advisor at Morgan Stanley, based in Modesto, CA, with 36 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1020 10th Street, 2nd Floor, Modesto, CA, 95354
Get directionsHistory
Regulatory History (3)
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Customer Dispute
December 2003Denied
Customer Dispute
January 1999Denied
Criminal
February 1983Final Disposition
Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 2001 - June 2009 · 8 yrs 3 mos
Citigroup Global Markets INC.Broker
February 2000 - June 2009 · 9 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
May 1989 - February 2000 · 10 yrs 9 mos
State Registrations37 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.