John Woods is a registered investment advisor at LPL Financial LLC, based in Vero Beach, FL, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
855 21st Street, Vero Beach, FL, 32960
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2003Customer Dispute
December 1993Other Business Activities
John operates under two DBAs for his LPL business: CenterState Wealth Management (since 2020) and SouthState Investment Services (since 2021). He dedicates full-time hours to securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Ing Financial Partners, INC.Broker
Fiserv Investor Services, INC.Broker
Securities Service Network, INC.Broker
Schlitt Investor Services, INC.Broker
Marina Securities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.