John Woods is a registered investment advisor at LPL Financial LLC, based in Okeechobee, FL, with 41 years of industry experience. John is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2100 South Parrot Avenue, Okeechobee, FL, 34974
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2003Customer Dispute
December 1993Other Business Activities
John operates under two DBAs for his LPL business: CenterState Wealth Management (since 2020) and SouthState Investment Services (since 2021). He dedicates full-time hours to securities trading.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Nbc Securities, INC.
Nbc Securities, INC.Broker
USA Financial Securities Corporation
USA Financial Securities CorporationBroker
Ing Financial Partners, INC.Broker
Fiserv Investor Services, INC.Broker
Securities Service Network, INC.Broker
Schlitt Investor Services, INC.Broker
Marina Securities, INC.Broker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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