Stephen Garvin
Stephen Garvin is a registered investment advisor at Sandhill Investment Management, based in Buffalo, NY, with 25 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 2,150 clients with $2.2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.00% |
1.00% for Equity Only Accounts and Balanced Accounts. 0.65% for Corporate Bond Only Accounts. 0.75% for Preferred Equity Only Accounts. Fees may be negotiable based on account size and total number of accounts.
Fee Estimator
Location
40 Fountain Plaza, Suite 1300, Buffalo, NY, 14202
Get directionsHistory
Regulatory History (1)
Customer Dispute
March 2000Other Business Activities
Stephen owns rental property in Plymouth, MN, dedicating minimal time. He is also involved with a restaurant, self-storage facility, data storage servers, a computer company, and an apple orchard, with minimal or no time obligation for most of these ventures.
Employment History
Current Registrations
Sandhill Investment Management
Previous Registrations
Milkie/ferguson Investments, INC.
Southwest Securities, INC.
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.