Gary Brochin
Gary Brochin is a registered investment advisor at Stifel, Nicolaus & Company, Incorporated, based in Atlanta, GA, with 40 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 222,322 clients with $170B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Clients in the Vision Program pay an annual fee of up to 1.2% of the value of their account. This fee covers account reporting, investment advisory services, compensation to the Financial Advisor, and Pontera. The fee is negotiable. This fee does not include embedded fees and expenses associated with the investment options within the plan.
Location
3630 Peachtree Road NE, 4th Floor, Atlanta, GA, 30326
Get directionsHistory
Regulatory History (1)
Employment Separation After Allegations
May 2006Employment History
Current Registrations
Stifel, Nicolaus & Company, Incorporated
Stifel, Nicolaus & Company, IncorporatedBroker
Previous Registrations
Wunderlich Securities, INC.
Wunderlich Securities, INC.Broker
Dominick & Dominick LLC
Dominick & Dominick LLCBroker
Suntrust Investment Services, INC.
Suntrust Investment Services, INC.Broker
Suntrust Capital Markets, INC.
Suntrust Capital Markets, INC.Broker
Donaldson Lufkin & Jenrette Securities Corporation
Donaldson, Lufkin & Jenrette Securities CorporationBroker
Lehman Brothers INC.Broker
Kidder, Peabody & CO. IncorporatedBroker
Drexel Burnham Lambert IncorporatedBroker
State Registrations18 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.