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Charles Correal

LPL Financial LLC
41 Years of Experience
Sewickley, PA
6 DisclosuresBroker
View SEC Summary
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Charles Correal is a registered investment advisor at LPL Financial LLC, based in Sewickley, PA, with 41 years of industry experience. Charles is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2591 Wexford Bayne Rd, Suite 205, Sewickley, PA, 15143

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2020
Settled
Customer Dispute
August 2017
Settled
Customer Dispute
April 2017
Settled
Customer Dispute
April 2017
Award / Judgment
Customer Dispute
February 2016
Award / Judgment
Customer Dispute
February 2015
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Charles operates Harvest Financial as a DBA for his LPL business. He also serves as a club manager for BURG Referral Group, a networking group, dedicating minimal time to this non-investment related activity.

Employment History
Current Registrations
LPL Financial LLC
March 2023 - Present · 3 yrs 7 mos
LPL Financial LLCBroker
March 2023 - Present · 3 yrs 7 mos
Previous Registrations
Harvest Financial CorporationBroker
May 2016 - April 2023 · 6 yrs 11 mos
Harvest Financial Corporation
May 2016 - April 2023 · 6 yrs 11 mos
Morgan Stanley
July 2013 - May 2016 · 2 yrs 10 mos
Morgan StanleyBroker
June 2009 - May 2016 · 6 yrs 11 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley Dw INC.Broker
February 2006 - April 2007 · 1 yr 2 mos
Janney Montgomery Scott LLCBroker
March 1992 - March 2006 · 14 yrs
Legg Mason Wood Walker, IncorporatedBroker
January 1988 - March 1992 · 4 yrs 2 mos
Janney Montgomery Scott INC.Broker
June 1985 - February 1988 · 2 yrs 8 mos
State Registrations7 states
AKCAFLMDMINCPA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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