Charles Correal
Charles Correal is a registered investment advisor at LPL Financial LLC, based in Sewickley, PA, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2591 Wexford Bayne Rd, Suite 205, Sewickley, PA, 15143
Get directionsHistory
Regulatory History (6)
Customer Dispute
September 2020Customer Dispute
August 2017Customer Dispute
April 2017Customer Dispute
April 2017Customer Dispute
February 2016Customer Dispute
February 2015Other Business Activities
Charles operates Harvest Financial as a DBA for his LPL business. He also serves as a club manager for BURG Referral Group, a networking group, dedicating minimal time to this non-investment related activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Harvest Financial CorporationBroker
Harvest Financial Corporation
Morgan Stanley
Morgan StanleyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley Dw INC.Broker
Janney Montgomery Scott LLCBroker
Legg Mason Wood Walker, IncorporatedBroker
Janney Montgomery Scott INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.