Anthony Harris
Anthony Harris is a CFP-designated registered investment advisor at LPL Financial LLC, based in Sewickley, PA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
2605 Nicholson Rd Ste 2301, Sewickley, PA, 15143
Get directionsHistory
Regulatory History (2)
Customer Dispute
February 2007Regulatory
November 1993Other Business Activities
Anthony operates Compass Wealth Management as a DBA for his LPL business. This activity is investment-related and takes nearly full-time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Advisers LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Wells Fargo Clearing Services, LLCBroker
Wells Fargo Clearing Services, LLC
Morgan Stanley Smith Barney LLC
Morgan Stanley Smith BarneyBroker
Morgan Stanley & CO. IncorporatedBroker
Morgan Stanley & CO. Incorporated
Morgan Stanley
Morgan Stanley Dw INC.Broker
PNC InvestmentsBroker
PNC Investments
Hilliard Lyons Asset Management
J.J.B. Hilliard, W.L. Lyons, INC.Broker
Prudential Securities IncorporatedBroker
A. G. Edwards & Sons, INC.Broker
First Allied Securities, INC.Broker
First Affiliated SecuritiesBroker
Pittsburgh Investment Brokers, INC.Broker
Mony Securities CORP.Broker
Gna Securities, INC.Broker
Metlife Securities INC.Broker
Metropolitan Life Insurance CompanyBroker
Pruco Securities CorporationBroker
State Registrations7 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.