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CFP

Shelly Rynearson

LPL Financial LLC
41 Years of Experience
Delafield, WI
BrokerSells Insurance
View SEC Summary
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Shelly Rynearson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Delafield, WI, with 41 years of industry experience. Shelly is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

394 Williamstowne Ste 102, Delafield, WI, 53018

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Shelly operates Rynearson Financial Strategies as a DBA for her LPL business and is a trustee for Holly Hock Hollow Inc. She also engages in non-variable insurance activities through CPS Horizon Financial and National Guardian Life Insurance Co, dedicating minimal time to each.

Employment History
Current Registrations
LPL Financial LLC
February 2018 - Present · 8 yrs 8 mos
LPL Financial LLCBroker
February 2018 - Present · 8 yrs 8 mos
Previous Registrations
Invest Financial Corporation
March 1996 - February 2018 · 21 yrs 11 mos
Invest Financial CorporationBroker
July 1985 - February 2018 · 32 yrs 7 mos
State Registrations20 states
AZCOFLIAIDILLAMAMNMONCNVNYOHORSCTXVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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