Heather Johnson
Heather Johnson is a registered investment advisor at LPL Financial LLC, based in Delafield, WI, with 20 years of industry experience. Heather is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
2675 Sun Valley Dr, Delafield, WI, 53018
Get directionsHistory
Regulatory History (1)
Customer Dispute
August 2006Other Business Activities
Heather is a notary and has a DBA for LPL business through Johnson Financial Group. She also has a financial institution duty with Johnson Financial Group, dedicating full-time hours to it.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
J.P. Morgan Securities LLCBroker
J.P. Morgan Securities LLC
Chase Investment Services CORP.
Chase Investment Services CORP.Broker
Ameriprise Financial Services, INC.Broker
Ids Life Insurance CompanyBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Shelly Rynearson, CFPLPL Financial LLC
- Brian Behl, CFPBehl Wealth Management
- Jay Frank, CFP, ChFCWealthspire Advisors
- Christopher Brackman, CFPCambridge Investment Research Advisors, INC.
- Caleb Hutchins, ChFCRiverfront Investment Group, LLC
- Connor Allen, CFPAnnex Wealth Management, LLC