MR
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Mark Rogers

40 Years of Experience
Farmington Hills, MI
Broker

Mark Rogers is a registered investment advisor at Morgan Stanley, based in Farmington Hills, MI, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

35055 West Twelve Mile Road, Suite 101, Farmington Hills, MI, 48331

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Morgan Stanley
September 2010 - Present · 15 yrs 10 mos
Morgan Stanley
June 2009 - Present · 17 yrs 1 mo
Morgan StanleyBroker
June 2009 - Present · 17 yrs 1 mo
Previous Registrations
Citigroup Global Markets INC.Broker
August 1994 - June 2009 · 14 yrs 10 mos
Painewebber IncorporatedBroker
April 1988 - August 1994 · 6 yrs 4 mos
Prudential-Bache Securities INC.Broker
May 1985 - May 1988 · 3 yrs
State Registrations36 states
AKAZCACOCTDCFLGAILINKSKYLAMAMDMEMIMNMOMTNCNENJNYOHOKORPASCSDTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Mark Rogers - Financial Advisor | TrueAdvisor