Steven Solmonson
Steven Solmonson is a registered investment advisor at Spectrum Asset Management, INC., based in Stamford, CT, with 20 years of industry experience. Steven operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 78 clients with $20B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.45% |
| $50.0M - $250.0M | 0.40% |
| $250M+ | 0.35% |
Fees are negotiable and may vary. Accounts with special investment guidelines or other special circumstances or requirements may be charged differently based on the services rendered. Some existing clients may pay different fees that are not available to new clients.
Fee Estimator
Location
2 High Ridge Park, Stamford, CT, 06905
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Steven works in institutional sales for Spectrum Asset Management, Inc. SAMI Brokerage LLC is a wholly owned direct subsidiary of Spectrum and is the executing broker for Spectrum.
Employment History
Current Registrations
Spectrum Asset Management, INC.
Sami Brokerage LLCBroker
Previous Registrations
Spectrum Asset Management, INC.
Dublind Securities, INC.Broker
Value Investing Partners, INC.Broker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.