Spectrum Asset Management manages portfolios of preferred securities and other junior subordinated capital securities. Spectrum manages investments for corporations, pension funds, insurance companies, endowments, mutual funds, and high-net-worth individuals through separately managed accounts. Spectrum also uses derivatives-based volatility mitigation strategies. Spectrum was acquired by Principal Asset Management in 2001.
Assets Under Management$20B
Clients78
Advisors4
Avg. per Client$250M
Avg. per Advisor$4.9B
Fee Structure
Minimum Investment:$25M
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $50.0M | 0.45% |
| $50.0M - $250.0M | 0.40% |
| $250M+ | 0.35% |
Fees are negotiable and may vary. Accounts with special investment guidelines or other special circumstances or requirements may be charged differently based on the services rendered. Some existing clients may pay different fees that are not available to new clients.
Fee Estimator
Your Portfolio Value
$500K
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Estimated Annual Fee
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