Ralph Fogel is a registered investment advisor, based in New York, NY, with 35 years of industry experience.
Location
42 Broadway, Suite 1227, New York, NY, 10004
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Inte Securities LLCBroker
January 2022 - Present · 4 yrs 4 mos
Inte Securities LLC
January 2022 - Present · 4 yrs 4 mos
Fogel Neale Wealth Management, LLC
November 2021 - Present · 4 yrs 6 mos
Previous Registrations
Fogel Neale Wealth Management, LLC
February 2016 - December 2017 · 1 yr 10 mos
Fogel Neale Securities, LLCBroker
December 2010 - February 2020 · 9 yrs 2 mos
Fogel Neale Wealth Management, LLC
August 2010 - December 2015 · 5 yrs 4 mos
Consolidated Research LLCBroker
December 2009 - March 2011 · 1 yr 3 mos
Wachovia Securities, LLC
November 2008 - March 2009 · 4 mos
Wachovia Securities, LLCBroker
September 2008 - March 2009 · 6 mos
On Point Executions, LLCBroker
January 2008 - September 2008 · 8 mos
Linsco/private Ledger CORP.Broker
December 2005 - January 2006 · 1 mo
Fogel Group LLCBroker
May 2004 - February 2005 · 9 mos
Hcfp Brenner Securities, LLCBroker
November 2003 - February 2005 · 1 yr 3 mos
Alfred R. Minafo, INC.Broker
October 2003 - March 2004 · 5 mos
Ndb Capital Markets, LPBroker
September 1999 - November 2001 · 2 yrs 2 mos
National Discount BrokersBroker
July 1998 - July 1999 · 1 yr
Phoenix Brokerage, LLCBroker
October 1994 - July 1998 · 3 yrs 9 mos
Sherwood Securities CORP.Broker
October 1993 - July 1994 · 9 mos
Spear, Leeds & KelloggBroker
May 1980 - January 1991 · 10 yrs 8 mos
State Registrations1 state
NY
Advisor
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Exams
No exam information available for this advisor.