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Robert Case

Ingalls Investment Management, LLC
40 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Robert Case is a registered investment advisor at Ingalls Investment Management, LLC, based in New York, NY, with 40 years of industry experience. Robert is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, High Net Worth, and 2 more. Their firm serves 4,453 clients with $7.8B in assets under management.

Ingalls Investment Management, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
53 advisors
Number of Clients
4,453 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$7.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any1.50%

Maximum annual fee is 1.50% for equity or equity/fixed-income portfolios. Fixed-income only portfolios have a maximum fee of 1.00%. Financial planning services max out at 1.00%. Individual representatives may offer tiered schedules with lower rates for larger accounts, and fees are negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

1 Rockefeller Plaza, 7th Floor, New York, NY, 10020

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 1999
Settled
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Robert serves as trustee for three family trusts, a role he has held since various times. He dedicates minimal time to these investment-related activities.

Employment History
Current Registrations
Ingalls Investment Management, LLC
August 2026 - Present · 2 mos
Ingalls & Snyder, LLC
July 2011 - Present · 15 yrs 3 mos
Ingalls & Snyder, LLCBroker
July 2011 - Present · 15 yrs 3 mos
Previous Registrations
Ingalls Investment Management, LLC
July 2021 - August 2026 · 5 yrs 1 mo
J.P. Morgan Securities LLCBroker
October 2008 - June 2011 · 2 yrs 8 mos
J.P. Morgan Securities INC.Broker
June 2007 - October 2008 · 1 yr 4 mos
Citigroup Global Markets INC.Broker
December 1993 - May 2007 · 13 yrs 5 mos
Morgan Stanley & CO., IncorporatedBroker
April 1985 - August 1993 · 8 yrs 4 mos
State Registrations7 states
CADCFLILNCNYOH
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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Robert Case - Financial Advisor | TrueAdvisor