Thomas Boucher
Thomas Boucher is a registered investment advisor at Ingalls Investment Management, LLC, based in New York, NY, with 45 years of industry experience. Thomas is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, Charitable Giving, Estate Planning, High Net Worth, and 2 more. Their firm serves 4,453 clients with $7.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Maximum annual fee is 1.50% for equity or equity/fixed-income portfolios. Fixed-income only portfolios have a maximum fee of 1.00%. Financial planning services max out at 1.00%. Individual representatives may offer tiered schedules with lower rates for larger accounts, and fees are negotiable.
Fee Estimator
Location
1 Rockefeller Plaza, 7th Floor, New York, NY, 10020
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Regulatory History (1)
Customer Dispute
February 2017Other Business Activities
Thomas serves as trustee of five family trusts, a role he has held since various dates. He devotes minimal time to these trusts.
Employment History
Current Registrations
Ingalls Investment Management, LLC
Ingalls & Snyder, LLCBroker
Previous Registrations
Ingalls Investment Management, LLC
Banca Imi Securities CORP.Broker
Mabon, Nugent & CO.Broker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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