TB
TB

Thomas Boucher

44 Years of Experience
New York, NY
1 DisclosureBroker

Thomas Boucher is a registered investment advisor at Ingalls & Snyder LLC, based in New York, NY, with 44 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 4,453 clients with $7.8B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
49 advisors
Number of Clients
4,453 clients
Average Client Portfolio
$1.8M average
Assets Under Management
$7.8B

Fee Structure

Minimum Investment:$100K
Investment management only (planning not offered)

Ingalls & Snyder charges fees based on the value of your portfolio. The maximum annual fee for accounts with equities or equities and fixed income is 1.50% of the assets they manage. For accounts solely with fixed income, the maximum fee is 1.00%. Fees are generally billed quarterly based on the account value at the end of the quarter. Fees may be negotiable.

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Location

1 Rockefeller Plaza, 7th Floor, New York, NY, 10020

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History

Regulatory History (1)
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Customer Dispute
February 2017
Settled
Other Business Activities

Thomas serves as trustee of five family trusts, a role he has held since various dates. He devotes minimal time to these trusts.

Employment History
Current Registrations
Ingalls & Snyder LLC
July 2021 - Present · 4 yrs 10 mos
Ingalls & Snyder, LLCBroker
May 1992 - Present · 34 yrs
Previous Registrations
Banca Imi Securities CORP.Broker
April 1991 - June 1992 · 1 yr 2 mos
Mabon, Nugent & CO.Broker
May 1981 - April 1991 · 9 yrs 11 mos
State Registrations26 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.