LH
LH

Leland Horrall

40 Years of Experience
Indianapolis, IN
Broker

Leland Horrall is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Indianapolis, IN, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

510 E 96th St, Indianapolis, IN, 46240

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Leland is involved with Horrall Family Farm, a family business, since 1980. He spends minimal time annually supervising planting and grain marketing.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
August 2010 - Present · 15 yrs 9 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
August 2010 - Present · 15 yrs 9 mos
Previous Registrations
UBS Financial Services INC.
December 1998 - August 2010 · 11 yrs 8 mos
UBS Financial Services INC.Broker
January 1994 - August 2010 · 16 yrs 7 mos
Prudential Securities IncorporatedBroker
September 1989 - January 1994 · 4 yrs 4 mos
Thomson Mckinnon Securities INC.Broker
July 1985 - September 1989 · 4 yrs 2 mos
State Registrations29 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.