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Stuart Henley
40 Years of Experience
Scottsdale, AZ
4 DisclosuresMay Earn Commission
Stuart Henley is a registered investment advisor at Harmony Asset Management LLC, based in Scottsdale, AZ, with 40 years of industry experience. Their practice areas include Business Owners, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 260 clients with $390M in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
7 advisors
Number of Clients
260 clients
Average Client Portfolio
$1.5M average
Assets Under Management
$393.6M
Fee Structure
Minimum Investment:$500K
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 2.00% |
| $500K - $1.0M | 1.75% |
| $1.0M - $3.0M | 1.65% |
| $3M+ | 1.65% |
Fees are negotiable above $3,000,000. Separate fee schedule for nonprofit clients.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
16220 N. Scottsdale Road, Suite 300, Scottsdale, AZ, 85254
Get directionsHistory
Regulatory History (4)
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Regulatory
September 2020Final
Regulatory
May 2019Final
Employment Separation After Allegations
March 2018Customer Dispute
September 2016Settled
Employment History
Current Registrations
Harmony Asset Management LLC
August 2018 - Present · 7 yrs 9 mos
Previous Registrations
Calton & Associates, INC.Broker
June 2018 - August 2018 · 2 mos
Morgan StanleyBroker
June 2009 - March 2018 · 8 yrs 9 mos
Morgan Stanley
June 2009 - March 2018 · 8 yrs 9 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
May 1999 - April 2007 · 7 yrs 11 mos
Morgan Stanley Dw INC.Broker
May 1999 - April 2007 · 7 yrs 11 mos
Painewebber IncorporatedBroker
December 1991 - May 1999 · 7 yrs 5 mos
Lehman Brothers INC.Broker
January 1986 - December 1991 · 5 yrs 11 mos
Ids Marketing CorporationBroker
June 1985 - February 1986 · 8 mos
State Registrations1 state
AL
Advisor
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.