Robert Martin
Robert Martin is a registered investment advisor at Osaic Institutions, INC., based in Hyannis, MA, with 33 years of industry experience. Robert operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Retirement Planning. Their firm serves 7,211 clients with $4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Fees for customized advisory services are based on the value of your portfolio and are negotiable. The maximum advisory fee is 2.50%. You may pay monthly or quarterly account fees, either in advance or after the service is provided. These fees are directly deducted from your account. If you invest in mutual funds or ETFs, you'll pay advisory fees to both the fund manager and Osaic Institutions. If the custom advisory services apply to annuities for which the advisor receives trail compensation, such trail fees generally will be used to offset the advisory fee.
Location
695 Attucks Lane, Hyannis, MA, 02601
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Regulatory History (4)
Customer Dispute
February 2021Customer Dispute
September 2018Criminal
July 1982Criminal
November 1978Employment History
Current Registrations
Osaic Institutions, INC.
Osaic Institutions, INC.Broker
Previous Registrations
Santander Securities
Santander Securities LLCBroker
New York Life Investment Management LLC
Nylife Distributors LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Banc of America Investment Services, INC.
Banc of America Investment Services, INC.Broker
Columbia Management Distributors, INC.Broker
Columbia Management Advisors, LLC
Bacap Distributors, LLCBroker
Banc of America Investment Services, INC.Broker
Quick & Reilly, INC.Broker
Managers Distributors, INC.Broker
Scudder Investor Services, INC.Broker
Pruco Securities CorporationBroker
The Prudential Insurance Company of AmericaBroker
Citicorp Securities Markets, INC.Broker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.