David Smith
David Smith is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Medford, OR, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
716 Cardley Ave, Medford, OR, 97504
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
David sells life, disability, and annuity insurance products with various companies, dedicating minimal time to this. He also works full-time as a registered representative for investment and insurance services, and is involved with multiple real estate and non-profit ventures.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Cetera Advisor Networks LLC
First Investors CorporationBroker
State Registrations13 states
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