Michal Caro
Michal Caro is a CFP-designated registered investment advisor at Cetera Investment Advisers LLC, based in Medford, OR, with 19 years of industry experience. Michal is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
33 N Central Ave, Ste 211, Medford, OR, 97501
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Michal operates Lighthouse Financial Planners & Advisors, LLC as a DBA for their LPL business, dedicating about a quarter of their time. Michal also sells life insurance, fixed annuities, and long-term care insurance through Lighthouse Financial Planners & Advisors, LLC, which is a full-time commitment.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
LPL Financial LLCBroker
LPL Financial LLC
Next Financial Group, INC.
Next Financial Group, INC.Broker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Castle Rock Wealth Management, LLC
Private Client Services, LLCBroker
Cetera Investment Advisers LLC
Cetera Investment Services LLCBroker
Cuso Financial Services, L.P.Broker
Cuso Financial Services, L.P.
Wells Fargo Advisors, LLC
Wells Fargo Advisors, LLCBroker
U.S. Bancorp Investments, INC.Broker
Farmers Financial Solutions, LLCBroker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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