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Deborah Johnson

40 Years of Experience
Broker

Deborah Johnson is a registered investment advisor at Nations Financial Group, INC., based in Cedar Rapids, IA, with 40 years of industry experience. Deborah operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 5,401 clients with $3.9B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
95 advisors
Number of Clients
5,401 clients
Average Client Portfolio
$716K average
Assets Under Management
$3.9B

Fee Structure

Minimum Investment:$25K
Investment management only (planning not offered)

Nations Financial Group (NFGI) offers investment management services where fees are calculated as a percentage of the assets managed. These fees can vary depending on the specific advisor, client location, the types of investments, and the size of the account.

For individual portfolio management, pension consulting, and third-party manager programs, fees can be as high as 2.25% for discretionary and non-discretionary accounts. For all-inclusive wrap accounts, where transaction costs are included, fees can be up to 2.50%. For NFGI's 401k portfolios, fees range from 0.10% to 0.30%. NFGI Portfolios may have fees range up to a maximum of 1.50%.

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Location

3925 Fountains Blvd Ne, Suite 200, Cedar Rapids, IA, 52411

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Deborah is involved in several outside business activities. She owns commercial real estate and a horse boarding business, dedicates full-time hours to Next Generation Wealth, LLC, and serves as treasurer for an equine education and training organization. None of these activities appear to involve insurance sales.

Employment History
Current Registrations
Nations Financial Group, INC.
October 2012 - Present · 13 yrs 6 mos
Nations Financial Group, INC.Broker
October 2012 - Present · 13 yrs 6 mos
Previous Registrations
1st Discount Brokerage, INC.Broker
August 2002 - October 2012 · 10 yrs 2 mos
Financial Resources Group
May 2001 - October 2012 · 11 yrs 5 mos
Acument Securities, INC.Broker
April 1997 - August 2002 · 5 yrs 4 mos
A. G. Edwards & Sons, INC.Broker
March 1989 - April 1997 · 8 yrs 1 mo
Painewebber IncorporatedBroker
May 1985 - April 1989 · 3 yrs 11 mos
State Registrations16 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Deborah Johnson - Financial Advisor | TrueAdvisor