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Brian Mcguinness

Wells Fargo Advisors
39 Years of Experience
New York, NY
1 DisclosureBroker
View SEC Summary
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Brian Mcguinness is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 39 years of industry experience. Brian is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

1 Penn Plz Fl 27, New York, NY, 10119

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2012
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
February 2017 - Present · 9 yrs 8 mos
Wells Fargo Clearing Services, LLCBroker
February 2017 - Present · 9 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
March 2007 - February 2017 · 9 yrs 11 mos
UBS Financial Services INC.Broker
September 2006 - February 2017 · 10 yrs 5 mos
Citigroup Global Markets INC.Broker
June 1998 - September 2006 · 8 yrs 3 mos
Painewebber IncorporatedBroker
April 1990 - June 1998 · 8 yrs 2 mos
Josephthal & CO., IncorporatedBroker
May 1989 - December 1989 · 7 mos
The G.M.S. Group, INC.Broker
August 1988 - June 1989 · 10 mos
Tucker, Anthony & R. L. Day, INC.Broker
February 1987 - June 1988 · 1 yr 4 mos
Gruntal & CO. IncorporatedBroker
May 1986 - March 1987 · 10 mos
State Registrations24 states
ARAZCACOCTDEFLGAKYLAMAMDMIMNNCNJNMNVNYPAPRTXVAVT
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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