BM
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Brian Mcguinness
39 Years of Experience
New York, NY
1 DisclosureBroker
Brian Mcguinness is a registered investment advisor at Wells Fargo Advisors, based in New York, NY, with 39 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B
Fee Structure
Minimum Investment:$250K
- Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
- Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
- Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.
One-Time Plan:Up to $25,000
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Location
1 Penn Plz Fl 27, New York, NY, 10119
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2012Settled
Employment History
Current Registrations
Wells Fargo Advisors
February 2017 - Present · 9 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
February 2017 - Present · 9 yrs 5 mos
Previous Registrations
UBS Financial Services INC.
March 2007 - February 2017 · 9 yrs 11 mos
UBS Financial Services INC.Broker
September 2006 - February 2017 · 10 yrs 5 mos
Citigroup Global Markets INC.Broker
June 1998 - September 2006 · 8 yrs 3 mos
Painewebber IncorporatedBroker
April 1990 - June 1998 · 8 yrs 2 mos
Josephthal & CO., IncorporatedBroker
May 1989 - December 1989 · 7 mos
The G.M.S. Group, INC.Broker
August 1988 - June 1989 · 10 mos
Tucker, Anthony & R. L. Day, INC.Broker
February 1987 - June 1988 · 1 yr 4 mos
Gruntal & CO. IncorporatedBroker
May 1986 - March 1987 · 10 mos
State Registrations23 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.