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Carl Montgomery

Astravia Family Wealth Office LLC
38 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Carl Montgomery is a registered investment advisor at Astravia Family Wealth Office LLC, based in Beverly Hills, CA, with 38 years of industry experience. Carl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning.

Astravia Family Wealth Office LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
3 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Maximum annual fee is 2.00%. Fees are negotiable and billed quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

433 N Camden Dr 9th & 12th Fls, [La-Rbo], Beverly Hills, CA, 90210

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 1999
Settled
Customer Dispute
January 1998
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Astravia Family Wealth Office LLC
September 2026 - Present · 1 mo
Wells Fargo Advisors
October 2015 - Present · 11 yrs
Wells Fargo Clearing Services, LLC
October 2015 - Present · 11 yrs
Wells Fargo Clearing Services, LLCBroker
October 2015 - Present · 11 yrs
Previous Registrations
Morgan Stanley
April 2015 - October 2015 · 6 mos
Morgan StanleyBroker
June 2009 - October 2015 · 6 yrs 4 mos
Citigroup Global Markets INC.Broker
January 2000 - June 2009 · 9 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 1989 - February 2000 · 11 yrs 1 mo
Security Pacific Investments, INC.Broker
February 1988 - March 1989 · 1 yr 1 mo
State Registrations12 states
CACOFLGAMIMONVNYORTNTXWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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