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Carlton Ellis

Chimera Wealth
37 Years of Experience
Renton, WA
3 Disclosures
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Carlton Ellis is a registered investment advisor at Chimera Wealth, based in Renton, WA, with 37 years of industry experience. Carlton operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 2 more. Their firm serves 48 clients with $17M in assets under management.

Chimera Wealth
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
4 advisors
Number of Clients
48 clients
Average Client Portfolio
$348K average
Assets Under Management
$16.7M

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M1.25%
$1.0M - $2.5M1.10%
$2.5M - $5.0M0.90%
$5.0M - $10.0M0.75%
$10.0M - $20.0M0.60%
$20M+0.50%

Advisory fees may be negotiated based on account size and the nature of services provided. Pooled income funds are charged 0.25% to 0.75%. Held-away assets and pension consulting are charged at a flat 1.00%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Renton, WA

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 1998
Settled
Regulatory
March 1998
Final
Employment Separation After Allegations
November 1996
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Carlton works as an independent contractor and financial advisor for Chimera Wealth, LLC, focusing on financial planning, investment management, and client relationships. This takes about a quarter of Carlton's time.

Employment History
Current Registrations
Chimera Wealth
November 2024 - Present · 1 yr 11 mos
Previous Registrations
Nobles & Richards Advisors, LLC
May 2024 - March 2025 · 10 mos
Nobles & Richards, INC.Broker
December 2021 - February 2025 · 3 yrs 2 mos
Landolt Securities, INC.Broker
November 2018 - December 2019 · 1 yr 1 mo
Newport Coast Securities, INC.Broker
November 2013 - April 2014 · 5 mos
Landolt Securities, INC.Broker
February 2013 - October 2018 · 5 yrs 8 mos
Dimirak Securities CorporationBroker
May 2012 - December 2012 · 7 mos
Ngas Securities, INC.Broker
June 2009 - February 2010 · 8 mos
Independent Financial Group, LLC
December 2008 - May 2010 · 1 yr 5 mos
Independent Financial Group, LLCBroker
December 2008 - May 2010 · 1 yr 5 mos
Eplanning Advisors INC
June 2007 - December 2008 · 1 yr 6 mos
Eplanning Securities, INC.Broker
June 2007 - December 2008 · 1 yr 6 mos
Brookstreet Capital Management
March 2000 - June 2007 · 7 yrs 3 mos
Brookstreet Securities CorporationBroker
December 1996 - June 2007 · 10 yrs 6 mos
Progressive Asset Management, INC.Broker
May 1996 - November 1996 · 6 mos
Prudential Securities IncorporatedBroker
June 1985 - June 1996 · 11 yrs
State Registrations1 state
WA
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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