William Romig is a CFA-designated registered investment advisor at Strait & Sound, based in Renton, WA, with 28 years of industry experience. William operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Business Owners, Charitable Giving, Estate Planning, and 5 more. Their firm serves 243 clients with $330M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $300K | 1.50% |
| $300K - $600K | 1.30% |
| $600K - $1.2M | 1.10% |
| $1.2M - $2.4M | 1.00% |
| $2.4M - $5.0M | 0.90% |
| $5.0M - $10.0M | 0.80% |
| $10M+ | 0.80% |
Fees for assets over $10,000,000 are negotiable. Lower fees may also be negotiated for friends, family, business beneficiaries, or clients with reduced service scope and complexity.
Fee Estimator
Location
Renton, WA
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
William is a one-third owner in Katz View, LLC, which owns a vacation rental property, since January 2020. He dedicates a few hours per week to this activity, and it is not investment-related.
Employment History
Current Registrations
Strait & Sound
Previous Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
Scottrade Investment Management
Scottrade, INC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Li GuayStrait & Sound
- Gary Meagher, CFPLPL Financial LLC
- Nicole Reif, CFP
- Melissa Larson, CFP, ChFCOsaic Wealth, INC.
- Michael Leckington, CFPStrategic Advisers LLC
- Ryan Quenneville, CFPVALIC Financial Advisors, INC.