James Lavy
James Lavy is a registered investment advisor at Signal Advisors Wealth, LLC, based in Detroit, MI, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 4,257 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Maximum annual advisory fee is 2.0%. Fees may vary based on the size of the account, number of accounts, complexity of the portfolio, extent of activity in the account, or other factors agreed upon. Fees are negotiable in certain circumstances.
Fee Estimator
Location
1555 Broadway St, Detroit, MI, 48226
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
James is an agent with Heritage Financial Resources, selling life insurance and fixed indexed annuities, and also an IAR specializing in Federal Civilian Employee benefits. He dedicates about half his time to insurance sales and full-time to his IAR role, overseeing sales, presentations, and planning within the company owned by his wife.
Employment History
Current Registrations
Signal Advisors Wealth, LLC
Previous Registrations
Ae Wealth Management, LLC
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.