SS
CFP
SS
CFP

Steven Sipniewski

13 Years of Experience
Beavercreek, OH
Broker

Steven Sipniewski is a CFP-designated registered investment advisor, based in Beavercreek, OH, with 13 years of industry experience.

Location

50 Chestnut Street, Suite A-400, Beavercreek, OH, 45440

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Steven works as an Investment Advisor Representative (IAR) with Westminster Financial Advisory Corp. This takes about half of Steven's time during trading hours.

Employment History
Current Registrations
Westminster Financial Advisory CORP
November 2013 - Present · 12 yrs 10 mos
Westminster Financial Securities, INC.Broker
November 2013 - Present · 12 yrs 10 mos
Previous Registrations
Thrivent Investment Management INC.
November 2012 - November 2013 · 1 yr
Thrivent Investment Management INC.Broker
October 2012 - November 2013 · 1 yr 1 mo
State Registrations11 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Steven Sipniewski - Financial Advisor | TrueAdvisor