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Lisa Tesar

LPL Financial LLC
27 Years of Experience
Cedar Rapids, IA
1 DisclosureBroker
View SEC Summary
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Lisa Tesar is a registered investment advisor at LPL Financial LLC, based in Cedar Rapids, IA, with 27 years of industry experience. Lisa is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

201 1st St SE, Suite 720, Cedar Rapids, IA, 52401

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2008
Denied
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Lisa acts in a fiduciary capacity for The Owen F Winterberg Irrev Trust, dedicating minimal time. She is also the owner of TAETAM LLC, a business entity for tax/investment purposes only.

Employment History
Current Registrations
LPL Financial LLCBroker
March 2022 - Present · 4 yrs 7 mos
LPL Financial LLC
March 2022 - Present · 4 yrs 7 mos
Previous Registrations
Morgan Stanley
February 2012 - April 2022 · 10 yrs 2 mos
Morgan StanleyBroker
February 2012 - April 2022 · 10 yrs 2 mos
RBC Capital Markets, LLCBroker
May 2005 - February 2012 · 6 yrs 9 mos
RBC Capital Markets, LLC
May 2005 - February 2012 · 6 yrs 9 mos
Wells Fargo Investments, LLC
May 2002 - June 2005 · 3 yrs 1 mo
Wells Fargo Investments, LLCBroker
April 2002 - June 2005 · 3 yrs 2 mos
Securities Corporation of IowaBroker
February 1999 - April 2002 · 3 yrs 2 mos
State Registrations29 states
AZCACOFLGAIAIDILKSMAMIMNMOMSMTNCNENHNYOKORPRSDTNTXVAWAWIWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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