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Damon Walker

LPL Financial LLC
24 Years of Experience
Cedar Rapids, IA
3 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Damon Walker is a registered investment advisor at LPL Financial LLC, based in Cedar Rapids, IA, with 24 years of industry experience. Damon is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.

LPL Financial LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
28221 advisors
Number of Clients
1,986,990 clients
Average Client Portfolio
$412K average
Assets Under Management
$819.1B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

915 Bell Dr Sw, Cedar Rapids, IA, 52404

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Regulatory
July 2018
Final
Customer Dispute
February 2018
Denied
Customer Dispute
September 2016
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Damon is involved in several business activities, including Walker INC (for tax/investment purposes), Edge Investment Solutions (DBA for LPL business), Crump (non-variable insurance), Dave Ramsey - SmartVestor Pro, and two real estate rental properties. Damon dedicates full-time hours to Walker INC and Edge Investment Solutions.

Employment History
Current Registrations
LPL Financial LLCBroker
April 2024 - Present · 2 yrs 6 mos
LPL Financial LLC
April 2024 - Present · 2 yrs 6 mos
Previous Registrations
Cambridge Investment Research Advisors, INC.
August 2010 - April 2024 · 13 yrs 8 mos
Cambridge Investment Research, INC.Broker
August 2010 - April 2024 · 13 yrs 8 mos
Ing Financial Partners, INC
October 2006 - August 2010 · 3 yrs 10 mos
Ing Financial Partners, INC.Broker
September 2006 - August 2010 · 3 yrs 11 mos
RBC Dain Rauscher INC.
September 2005 - September 2006 · 1 yr
RBC Dain Rauscher INC.Broker
August 2005 - September 2006 · 1 yr 1 mo
Heartland Investment Associates, INC.Broker
February 1998 - December 2000 · 2 yrs 10 mos
State Registrations46 states
ALARAZCACOCTFLGAIAIDILINKSKYLAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPARISCSDTNTXUTVAVTVirgin IslandsWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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