David Stuckey
David Stuckey is a registered investment advisor at Osaic Wealth, INC., based in Carrboro, NC, with 40 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Education Planning, Estate Planning, Investment Management, and 1 more. Their firm serves 574,829 clients with $200B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Osaic Wealth offers investment management through several platforms, including Advisor Managed Portfolios, Unified Managed Accounts, and Signator Managed Account Platform. Fees are negotiable and based on a percentage of the assets in your account. The fees cover advisory services, custodial services, and in some cases, transaction costs. Mutual funds and ETFs within these accounts have their own internal fees. Some programs have wrap accounts where all costs are bundled into one fee.
Location
200 North Greensboro Street, Suite D-11 Carr Mill, Carrboro, NC, 27510
Get directionsHistory
Regulatory History (1)
Customer Dispute
May 2022Other Business ActivitiesSells Insurance
David is a statutory agent and sole proprietor assisting clients with life insurance, disability insurance, fixed annuities, and LTC insurance purchases and servicing since 1984. These activities take a few hours per week.
Employment History
Current Registrations
Osaic Wealth, INC.
Osaic Wealth, INC.Broker
Previous Registrations
Keogler, Morgan & Company, INC.Broker
Northwestern Mutual Investment Services, INC.Broker
Robert W. Baird & CO. IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.