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Charu Ashar

Cetera Investment Advisers LLC
41 Years of Experience
Fishkill, NY
1 DisclosureBroker
View SEC Summary
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Charu Ashar is a registered investment advisor at Cetera Investment Advisers LLC, based in Fishkill, NY, with 41 years of industry experience. Charu is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

60 Merritt Blvd; Suite 201, Fishkill, NY, 12524

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History

Regulatory History (1)
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Customer Dispute
January 2003
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2021 - Present · 5 yrs 5 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 7 yrs 4 mos
Previous Registrations
Foresters Financial Services, INC.Broker
July 1985 - June 2019 · 33 yrs 11 mos
State Registrations16 states
ALCACOCTFLGAILMAMDNCNJNYOHPASCVA
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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