CA
CA
Charu Ashar
40 Years of Experience
Fishkill, NY
1 DisclosureBroker
Charu Ashar is a registered investment advisor at Cetera Investment Advisers LLC, based in Fishkill, NY, with 40 years of industry experience. Charu operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
60 Merritt Blvd; Suite 201, Fishkill, NY, 12524
Get directionsHistory
Regulatory History (1)
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Customer Dispute
January 2003Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2021 - Present · 5 yrs
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Financial Services, INC.Broker
July 1985 - June 2019 · 33 yrs 11 mos
State Registrations16 states
ALCACTFLGAILMAMDNCNJNYOHPASCTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.