Leona Chan
Leona Chan is a PFS-designated registered investment advisor at Cetera Investment Advisers LLC, based in Fishkill, NY, with 9 years of industry experience. Leona operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Fishkill, NY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Leona is an insurance agent with Avantax Insurance Agency, a shareholder in Leona H. Chan, CPA P.C. providing accounting and tax services, a board member at Mid-Hudson Chinese Christian Church, and an owner of residential rental properties. Her CPA work is full-time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Investment Services, INC.Broker
Avantax Advisory Services
LPL Financial LLCBroker
Lincoln Financial Advisors CorporationBroker
State Registrations2 states
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