JF
JF
Julie Flieder
32 Years of Experience
San Francisco, CA
4 DisclosuresBroker
Julie Flieder is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 32 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, 35th Floor, San Francisco, CA, 94104
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Regulatory History (4)
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Financial
May 2020Final
Financial
February 2020Final
Financial
September 2018Final
Financial
April 2018Final
Employment History
Current Registrations
Morgan Stanley
September 2013 - Present · 12 yrs 8 mos
Morgan StanleyBroker
September 2013 - Present · 12 yrs 8 mos
Previous Registrations
United Capital Financial Advisers
May 2012 - June 2013 · 1 yr 1 mo
Girard Securities, INC.Broker
May 2012 - June 2013 · 1 yr 1 mo
Oppenheimer & CO. INC.
January 2004 - April 2012 · 8 yrs 3 mos
Oppenheimer & CO. INC.Broker
January 2004 - April 2012 · 8 yrs 3 mos
The Financial Cafe.com LLCBroker
March 2000 - July 2000 · 4 mos
Charles Schwab & CO., INC.Broker
March 1991 - February 1999 · 7 yrs 11 mos
Genesis Merchant Group Securities L.P.Broker
November 1990 - March 1991 · 4 mos
William Blair & CompanyBroker
July 1989 - October 1990 · 1 yr 3 mos
Goldman, Sachs & CO.Broker
August 1988 - July 1989 · 11 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.