WL
WL
Walter Lim is a registered investment advisor at Morgan Stanley, based in San Francisco, CA, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
555 California Street, 35th Floor, San Francisco, CA, 94104
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Regulatory History (2)
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Customer Dispute
November 2022Denied
Customer Dispute
April 2006Denied
Other Business Activities
Walter owns rental property in Kapolei, HI since 2010. This activity is investment-related and requires minimal time.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
July 1997 - June 2009 · 11 yrs 11 mos
Citigroup Global Markets INC.Broker
July 1993 - June 2009 · 15 yrs 11 mos
Lehman Brothers INC.Broker
March 1988 - July 1993 · 5 yrs 4 mos
Dean Witter Reynolds INC.Broker
February 1988 - March 1988 · 1 mo
State Registrations30 states
AZCACOCTFLGAHIIAIDILINMAMDMINCNDNHNVNYOHOKORPARITNTXUTVAWAWI
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.