Gregory Scott
Gregory Scott is a registered investment advisor at LPL Financial LLC, based in Centennial, CO, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
7208 S Tucson Way Ste 165, Centennial, CO, 80112-3882
Get directionsHistory
Regulatory History (3)
Customer Dispute
March 2005Customer Dispute
December 2001Customer Dispute
July 1998Other Business Activities
Gregory files his taxes under Scott Wealth & Investment MGMNT. He also coaches sports at Greenwood Athletic Club for a few hours per week and owns rental real estate.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
Dean Witter Reynolds INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.