DW
CFP
DW
CFP

Darren Walloch

16 Years of Experience
Woodstock, IL

Darren Walloch is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Woodstock, IL, with 16 years of industry experience. Darren operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 9 more. Their firm serves 64,035 clients with $200B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1044 advisors
Number of Clients
64,035 clients
Average Client Portfolio
$3.1M average
Assets Under Management
$198.6B

Fee Structure

Planning is included in investment management (also available separately)

Hightower Advisors charges fees that vary depending on the specific advisor and service used, typically calculated as a percentage of your portfolio. Fees may be structured as a flat percentage or through tiered rates where the percentage changes based on the size of your investments. Fees are generally billed quarterly or monthly, either in advance or in arrears. Specific fee schedules, minimum account sizes, and minimum annual fees are determined by individual advisor practices.

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Location

Woodstock, IL

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
September 2020 - Present · 6 yrs 1 mo
Previous Registrations
Frontier Investment Management CO
July 2018 - November 2020 · 2 yrs 4 mos
Charles Schwab & CO., INC.
October 2011 - January 2014 · 2 yrs 3 mos
Thrivent Investment Management INC.
March 2009 - November 2009 · 8 mos
Amerivest Investment Management, LLC
April 2008 - March 2009 · 11 mos
TD Ameritrade, INC.
April 2008 - March 2009 · 11 mos
Walloch Capital Advisors
June 2007 - November 2007 · 5 mos
Glazer Capital
May 2006 - November 2007 · 1 yr 6 mos
Fsc Securities Corporation
January 2003 - June 2006 · 3 yrs 5 mos
State Registrations3 states
ARILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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