DW
CFP
DW
CFP

Darren Walloch

16 Years of Experience
Chicago, IL
May Earn Commission

Darren Walloch is a CFP-designated registered investment advisor at Hightower Advisors, LLC, based in Chicago, IL, with 16 years of industry experience. Their practice areas include Investment Management, Retirement Planning. Their firm serves 56,418 clients with $160B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1028 advisors
Number of Clients
56,418 clients
Average Client Portfolio
$2.9M average
Assets Under Management
$164.8B

Fee Structure

Hightower Advisors offers investment management services where fees are negotiable and can be calculated as a percentage of your portfolio. The percentage can be a flat rate, tiered based on asset levels, or tiered floating. Fees are typically deducted from your account and can be charged either in advance or after the service is provided, calculated quarterly or monthly. Some advisors may adjust fees based on significant deposits or withdrawals during the billing cycle. The firm may also household accounts for price breaks.

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Location

200 W. Madison St., Suite 2500, Chicago, IL, 60606

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Hightower Advisors, LLC
September 2020 - Present · 5 yrs 8 mos
Previous Registrations
Frontier Investment Management CO
July 2018 - November 2020 · 2 yrs 4 mos
Charles Schwab & CO., INC.
October 2011 - January 2014 · 2 yrs 3 mos
Thrivent Investment Management INC.
March 2009 - November 2009 · 8 mos
Amerivest Investment Management, LLC
April 2008 - March 2009 · 11 mos
TD Ameritrade, INC.
April 2008 - March 2009 · 11 mos
Walloch Capital Advisors
June 2007 - November 2007 · 5 mos
Glazer Capital
May 2006 - November 2007 · 1 yr 6 mos
Fsc Securities Corporation
January 2003 - June 2006 · 3 yrs 5 mos
State Registrations3 states
ARILTX
Advisor

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.