Carl Nicolosi
Carl Nicolosi is a registered investment advisor at Ameriprise Financial Services, LLC, based in Fort Myers, FL, with 40 years of industry experience. Carl operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 1,330,280 clients with $560B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Ameriprise Financial Services offers several managed account programs. The fees vary depending on the program selected. These fees include an asset-based fee, which covers investment advisory services and investment management fees. Some accounts may also have an Investments and Infrastructure Support Fee. Clients also pay investment costs, which are the underlying fees related to investment products purchased within the managed account. Additional fees and expenses may be incurred based on the nature of the investments.
Location
14311 Metropolis Ave Ste 205, Fort Myers, FL, 33912
Get directionsHistory
Regulatory History (2)
Customer Dispute
June 2005Customer Dispute
January 1997Other Business Activities
Carl is involved in business ownership and manages office operations for a financial services company. He is also a co-partner at Private Asset Management Group, LLC, managing the office, dedicating about a third of his time to these activities.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Summit Financial Group INC
Summit Brokerage Services, INC.Broker
Commonwealth Financial Network
Commonwealth Financial NetworkBroker
UBS Financial Services INC.
UBS Financial Services INC.Broker
Pruco Securities CorporationBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.