DC
DC
David Christensen
39 Years of Experience
Waukesha, WI
3 DisclosuresBroker
David Christensen is a registered investment advisor at Cetera Investment Advisers LLC, based in Waukesha, WI, with 39 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Waukesha, WI
Get directionsHistory
Regulatory History (3)
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Employment Separation After Allegations
February 1999Customer Dispute
February 1999Closed-No Action
Criminal
February 1978Final Disposition
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2002 - Present · 24 yrs 4 mos
Cetera Financial Specialists LLCBroker
November 1999 - Present · 26 yrs 6 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
April 1995 - March 1999 · 3 yrs 11 mos
CUNA Brokerage Services, INC.Broker
November 1993 - March 1995 · 1 yr 4 mos
Century Investors of America, INC.Broker
August 1985 - October 1993 · 8 yrs 2 mos
State Registrations3 states
FLSCWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.