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David Christensen

Cetera Investment Advisers LLC
40 Years of Experience
Waukesha, WI
3 DisclosuresBroker
View SEC Summary
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David Christensen is a registered investment advisor at Cetera Investment Advisers LLC, based in Waukesha, WI, with 40 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.

Cetera Investment Advisers LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B

Location

Waukesha, WI

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
February 1999
Customer Dispute
February 1999
Closed-No Action
Criminal
February 1978
Final Disposition
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2002 - Present · 24 yrs 9 mos
Cetera Financial Specialists LLCBroker
November 1999 - Present · 26 yrs 11 mos
Previous Registrations
Royal Alliance Associates, INC.Broker
April 1995 - March 1999 · 3 yrs 11 mos
CUNA Brokerage Services, INC.Broker
November 1993 - March 1995 · 1 yr 4 mos
Century Investors of America, INC.Broker
August 1985 - October 1993 · 8 yrs 2 mos
State Registrations3 states
FLSCWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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