HM
HM
Harry Mewes
35 Years of Experience
Waukesha, WI
1 DisclosureBrokerSells Insurance
Harry Mewes is a registered investment advisor at Cetera Investment Advisers LLC, based in Waukesha, WI, with 35 years of industry experience. Harry operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
151 E St Paul Avenue, Waukesha, WI, 53187
Get directionsHistory
Regulatory History (1)
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Customer Dispute
November 2003Denied
Other Business ActivitiesSells Insurance
Harry sells fixed insurance products through Waukesha State Bank's insurance agency. He also makes referrals to Prairie Trust/Waukesha State Bank Wealth Management, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2014 - Present · 12 yrs 4 mos
Cetera Investment Services LLCBroker
May 2006 - Present · 20 yrs
Previous Registrations
Cetera Investment Services LLC
May 2006 - January 2014 · 7 yrs 8 mos
Essex National Securities, INC.Broker
April 2001 - May 2006 · 5 yrs 1 mo
Invest Financial CorporationBroker
February 2000 - April 2001 · 1 yr 2 mos
Pruco Securities CorporationBroker
July 1990 - February 2000 · 9 yrs 7 mos
The Prudential Insurance Company of AmericaBroker
July 1990 - December 1993 · 3 yrs 5 mos
State Registrations19 states
ALARAZCACOFLHIIDILINKYMAMINCNENMTXWAWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.