Scott Gerham
Scott Gerham is a registered investment advisor at Capitol Securities Management, INC., based in Melville, NY, with 40 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
201 Old Country Road, Suite 206, Melville, NY, 11747
Get directionsHistory
Regulatory History (1)
Customer Dispute
December 1991Other Business ActivitiesSells Insurance
Scott is a broker for Waterview Business Partners, selling non-security related insurance products since 2010. He dedicates minimal time to this activity.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
Capitol Securities & Associates, INC.Broker
Westrock Advisors, INC.Broker
Weatherly Securities CorporationBroker
Oppenheimer & CO., INC.Broker
Rooney, Pace INC.Broker
State Registrations8 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.