David Roe is a registered investment advisor at Morgan Stanley, based in Mesa, AZ, with 40 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Mesa, AZ
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Regulatory History (1)
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Customer Dispute
November 2008Settled
Other Business Activities
David is the owner of Alibi Properties LLC, managing rental houses since 2011. This requires a few hours per week and does not occur during securities hours.
Employment History
Current Registrations
Morgan Stanley
October 2010 - Present · 15 yrs 7 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.Broker
October 2000 - June 2009 · 8 yrs 8 mos
Fahnestock & CO. INC.Broker
January 1999 - October 2000 · 1 yr 9 mos
First of Michigan CorporationBroker
January 1987 - January 1999 · 12 yrs
Edward D. Jones & CO., L.P.Broker
February 1986 - January 1987 · 11 mos
Ids Marketing CorporationBroker
November 1985 - January 1986 · 2 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.