David Roe is a registered investment advisor at Morgan Stanley, based in Saginaw, MI, with 40 years of industry experience. David is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.
Location
4760 Fashion Square Boulevard, Saginaw, MI, 48604
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Regulatory History (1)
Customer Dispute
November 2008Other Business Activities
David is the owner of Alibi Properties LLC, managing rental houses since 2011. This requires a few hours per week and does not occur during securities hours.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Citigroup Global Markets INC.Broker
Fahnestock & CO. INC.Broker
First of Michigan CorporationBroker
Edward D. Jones & CO., L.P.Broker
Ids Marketing CorporationBroker
State Registrations34 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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