Kelly Baumgartner is a CFP-designated registered investment advisor at Morgan Stanley, based in Saginaw, MI, with 17 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
Location
4760 Fashion Square Boulevard, Saginaw, MI, 48604
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Kelly was an athletic coach at Lowell High School for a few months in 2011-2012, dedicating minimal time. She is also a board member of the Great Lakes Bay Economic Club and on the Executive Council for the Stevens Center for Family Business, spending minimal time on each.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
UBS Financial Services INC.
UBS Financial Services INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.