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CFP

Cheryl Casey

Kestra Advisory Services, LLC
36 Years of Experience
Birmingham, AL
Broker
View SEC Summary
View SEC Summary

Cheryl Casey is a CFP-designated registered investment advisor at Kestra Advisory Services, LLC, based in Birmingham, AL, with 36 years of industry experience. Cheryl is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Annuities, Education Planning, Estate Planning, Insurance Planning, and 3 more. Their firm serves 117,403 clients with $80B in assets under management.

Kestra Advisory Services, LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
1456 advisors
Number of Clients
117,403 clients
Average Client Portfolio
$680K average
Assets Under Management
$79.8B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.50%

Asset-based fees range up to 2.5% of assets under management and are negotiable based on account size, registration type, and services provided.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3535 Grandview Parkway, Suite 300, Birmingham, AL, 35243

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Cheryl serves as a board director for the Auburn University Foundation, dedicating minimal time to supporting the university's success. She also works as a registered field assistant for Campbell Wealth Management, LLC, spending about half her time researching managers for high-net-worth portfolios and providing recommendations to the firm.

Employment History
Current Registrations
Kestra Investment Services, LLC
July 2017 - Present · 9 yrs 3 mos
Kestra Advisory Services, LLC
July 2017 - Present · 9 yrs 3 mos
Kestra Investment Services, LLCBroker
July 2017 - Present · 9 yrs 3 mos
Previous Registrations
Mbsc Securities Corporation
August 2007 - August 2015 · 8 yrs
Mbsc Securities CorporationBroker
August 2007 - August 2015 · 8 yrs
New York Life Investment Management LLC
April 2004 - August 2007 · 3 yrs 4 mos
Nylife Distributors LLCBroker
April 2004 - August 2007 · 3 yrs 4 mos
Putnam Investment Management, LLC
February 2002 - March 2003 · 1 yr 1 mo
Putnam Retail Management Limited PartnershipBroker
September 2001 - March 2003 · 1 yr 6 mos
Evergreen Investment Services, INC.Broker
December 1997 - August 2001 · 3 yrs 8 mos
Colonial Investment Services, INC.Broker
March 1995 - November 1996 · 1 yr 8 mos
Colonial Investment ServicesBroker
October 1994 - March 1995 · 5 mos
Meridian Associates, INC.Broker
January 1994 - July 1994 · 6 mos
Financial Horizons Securities CorporationBroker
May 1993 - December 1993 · 7 mos
Citicorp Investment ServicesBroker
May 1993 - January 1994 · 8 mos
Glenfed Brokerage ServicesBroker
January 1991 - May 1993 · 2 yrs 4 mos
Putnam Financial Services, INC.Broker
November 1989 - August 1991 · 1 yr 9 mos
Clayton Brown & Associates, INC.Broker
February 1989 - June 1989 · 4 mos
Adams, Block & Coe Securities, INC.Broker
September 1988 - January 1989 · 4 mos
John Nuveen & CO., IncorporatedBroker
August 1986 - August 1988 · 2 yrs
Blinder, Robinson & Co.,inc.Broker
July 1985 - June 1986 · 11 mos
State Registrations2 states
ALFL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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