Douglas Ruth
Douglas Ruth is a registered investment advisor at Lenox Capital Management, INC., based in New Lenox, IL, with 40 years of industry experience. Douglas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management. Their firm serves 456 clients with $60M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Lenox Capital Management charges quarterly fees based on the value of your portfolio's holdings. The fee is 1.35% annually on common stock holdings and 0.5% annually on bonds and preferred stocks. Trades are placed through Hilltop Securities, and advisory clients do not pay transactional fees.
Location
400 East Lincoln Hwy, New Lenox, IL, 60451-1993
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Regulatory History (1)
Customer Dispute
November 2020Other Business ActivitiesSells Insurance
Douglas is the president/owner of Lenox Capital Management, Inc., a registered investment advisor, since 1997. He is also the president/owner of Douglas Ruth Financial Services, Inc., an insurance agent for life, health, and dental insurance since 1998.
Employment History
Current Registrations
Lenox Capital Management, INC.
Lenox Financial Services, INC.Broker
Previous Registrations
Dreher & Associates, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.