Edwin Jaffe
Edwin Jaffe is a CFP-designated registered investment advisor at Silver Oak Securities, INC., based in Jackson, TN, with 40 years of industry experience. Edwin operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
403 N. Parkway, Suite 101, Jackson, TN, 38305
Get directionsHistory
Regulatory History (3)
Regulatory
June 2006Customer Dispute
October 2005Employment Separation After Allegations
March 2005Other Business ActivitiesSells Insurance
Edwin operates Jaffe Wealth Mgmt & Consulting Inc. as a DBA, spending nearly full-time on it. He also owns Jaffe Financial Services as a sole proprietor, selling insurance, Medi-share, and notary services, dedicating about 10-20% of his time.
Employment History
Current Registrations
Silver Oak Securities, INC.
Previous Registrations
Silver Oak Securities, IncorporatedBroker
Silver Oak Securities, IncorporatedBroker
William E. Hopkins & Associates, INC.Broker
Jaffe Wealth Management & Consulting, INC.
Fsc Securities Corporation
Fsc Securities CorporationBroker
Investacorp, INC.Broker
Shearson Lehman Hutton INC.Broker
New York Life Securities CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.