Gary Kieffner is a CFP-designated registered investment advisor at Silver Oak Securities, INC., based in Memphis, TN, with 28 years of industry experience. Gary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Investment Management, and 2 more. Their firm serves 8,671 clients with $2B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Silver Oak Securities offers investment management through its Compass and AdvisorFX programs. The advisor fee is negotiable, with a maximum of 2% of assets. In addition to the advisor fee, there is a platform fee that includes a flat $45 per year and an asset-based fee between 0.08% and 0.15% for Compass accounts, and 0.20% for AdvisorFX accounts. Fees are billed quarterly or monthly, either in arrears or in advance. The platform fee covers access to account data, performance reporting, and other services.
Location
5101 Wheelis Road, Suite 112, Memphis, TN, 38117
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Gary is an Investment Advisor Representative (IAR) of an independent Registered Investment Advisor (RIA), offering advisory services and account management. This is a full-time commitment, with 120 hours per month during trading hours.
Employment History
Current Registrations
Silver Oak Securities, IncorporatedBroker
Brandon Financial Planning, INC.
Previous Registrations
Brandon Investments, INC.Broker
Prudential Securities IncorporatedBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.