William Mccance is a registered investment advisor, based in Reading, MA, with 38 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold.
Location
123 Haven Street, Suite 2, Reading, MA, 01867
Get directionsHistory
Regulatory History (4)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
December 2024Settled
Customer Dispute
October 2024Settled
Customer Dispute
November 2015Settled
Customer Dispute
December 2006Settled
Other Business Activities
William is a managing member of TAG-AGES LLC, an OSJ management company, dedicating a few hours per week. He is also President and Chairman of TAG Group, Inc., a holding company, spending minimal time winding down operations.
Employment History
Current Registrations
Stonex Securities INC.Broker
September 2024 - Present · 2 yrs 1 mo
Trust Advisory Group LTD
October 2007 - Present · 19 yrs
Previous Registrations
Kleossum, INC.
March 2014 - June 2014 · 3 mos
Ages Financial Services, LTD.Broker
September 2007 - September 2024 · 17 yrs
Commonwealth Financial NetworkBroker
September 2005 - September 2007 · 2 yrs
Hartford Equity Sales Company INC.Broker
March 2002 - August 2005 · 3 yrs 5 mos
Advisory Group Equity Services LTD.Broker
January 2000 - November 2001 · 1 yr 10 mos
AXA Advisors, LLCBroker
March 1993 - December 1999 · 6 yrs 9 mos
The Equitable Life Assurance Society of the United StatesBroker
March 1993 - December 1999 · 6 yrs 9 mos
Smith Barney, Harris Upham & CO., IncorporatedBroker
January 1993 - February 1993 · 1 mo
Janney Montgomery Scott INC.Broker
February 1990 - December 1990 · 10 mos
Johnston, Lemon & CO. IncorporatedBroker
September 1988 - February 1990 · 1 yr 5 mos
Drexel Burnham Lambert IncorporatedBroker
October 1985 - September 1988 · 2 yrs 11 mos
State Registrations48 states
AKALARAZCACOCTDCDEFLGAIAIDILINKSLAMAMDMEMIMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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