Herman Gunter is a ChFC-designated registered investment advisor, based in Live Oak, FL, with 40 years of industry experience.
Location
909 North Ohio Avenue, Live Oak, FL, 32064
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Herman is a sole proprietor engaged in retail sales of collectible firearms since 1984, dedicating minimal time. He also sells non-variable insurance as an independent agent since 1979, dedicating about 10-20% of his time.
Employment History
Current Registrations
Ifp Securities, LLCBroker
Independent Financial Partners
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
Mutual Service CorporationBroker
Sagepoint Financial, INC.
Sagepoint Financial, INC.Broker
American General Securities Incorporated
American General Securities IncorporatedBroker
State Registrations14 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.